Broker Firm Registration
Assist with the registration of a brokerage firm of a leading edge blockchain bank that will be offering an electronic wallet.
Global bank with a blockchain technology platform that will be offering an electronic wallet to offer cryptocurrency to retail clients.
Filing a Form ATS with the Securities and Exchange Commission (SEC) and FINRA to allow the raising of capital through the sale of Private Placements of Tokens. Engagement was to understand the new technology platform that will be offered to retail clients and explain the concept to the regulators for approval of the regulatory application.
Gained a full understanding of client’s business to complete the filing of Form ATS. Completed the Form ATS application for submission to securities regulators, and regulatory.