FINRA Rule 2166: Urgent Steps to Stop a Scam

RegRadar  |  FINRA Regulatory Update FINRA Rule 2166: A Fraud “Speed Bump” for Every Customer By Maria Minguez, Senior Consultant, MCG Consulting  |  September 2026  |  7-minute read 10 DAYS SLOW DOWN $ WIRE “ACT NOW!” urgent third-party request FINRA RULE 2166 A pause that protects investors of every age Anyone who has worked a…

Your Ultimate FINRA Cybersecurity Survival Checklist

    MCG Consulting • Compliance Insights Cyber, Remote Work, and Remediation: Closing Out Inspection Season Strong The final stretch of a year-end branch inspection: securing the environment, supervising where people actually work now, and making sure findings don’t just sit in a file. By William A. White Jr., Sr. Consultant, MCG Consulting This series…