Video: Reg BI: Practical Steps to Take Right Now

mcgcomply.com

Reg BI: Practical Steps to Take Right Now

[Originally broadcast on January 15, 2020]

Description:  Watch Paul Murdock and Gus Macedo of MCG Consulting, LLC share insights on Reg BI. This webinar provided practical guidance on what broker dealers and investment advisors need to know right now about Reg BI including:

  • An overview of the rule
  • Insight on industry readiness for the June 30 deadline
  • Guidance on compiling and distributing Form CRS

Learn more at mcgcomply.com