Services
We offer solutions to mitigate compliance risk and navigate governmental policies for broker-dealers, investment advisors, banking and FinTech companies.
Services
We offer solutions to mitigate compliance risk and navigate governmental policies for broker-dealers, investment advisors, banking and FinTech companies.
We offer a range of consulting solutions, all designed to help your company mitigate financial risks and reach its potential. Whether you’re looking for a small tweak or complete overhaul, our services are available a la carte, so you can select precisely what you need.
Our Capabilities
Responsive and connected to the next generation of compliance
Regulatory Reporting
Enable automated data distribution and regulatory reporting through big data analytics, real time reporting and cloud.
Risk Management
Detect compliance and regulatory risks, assess risk exposure and anticipate future threats.
Identity Management & Control
Facilitate counter-party due diligence and Know Your Customer (KYC) procedures. Anti-Money Laundering (AML) and anti-fraud screening and detection.
Compliance
Real time monitoring and tracking of current state of compliance and upcoming regulations.
Transaction Monitoring
Solutions for real time transaction monitoring and review. Leverage distributed ledger through Blockchain technology and cryptocurrency.
Project Management
Align business organization processes to improve operations and increase efficiencies.