How to offer Cryptocurrency Trading in the US Capital Markets?
To do so you must start your own securities exchange or, follow an easier path and, start your own A...
A Fund-amental Experience for South African Children
In many countries around the world, education remains inaccessible for millions of children. Preve...
Is it more of the same with the OCIE 2019 Regulations?
The Securities and Exchange Commission’s (SEC) and Office of Compliance Inspection and Examina...
“Bad Apple” accused of Insider Trading
As Chief Compliance Officers it is our responsibility to implement policies and procedures to protec...