MCG Consulting

mcgcomply November 18, 2020

It is time yet again for another compliance review. The FINRA branch inspections are often due at th...

Paul Murdock November 9, 2020

Covid-19 has arguably become one of the biggest challenges for society as a whole. The pandemic and ...

mcgcomply May 20, 2020

MCG Consulting LLC has been featured in the Top 10 Financial Fraud Detection Consulting/Service Comp...

mcgcomply May 15, 2020

MCG Consulting LLC is pleased to announce its Founder and Managing Director, Paul A. Murdock has bee...

mcgcomply April 30, 2020

The SEC is moving ahead with the Reg BI June 30, 2020 implementation in light of the global pandemic...

mcgcomply April 18, 2020

Reg BI: Practical Steps to Take Right Now [Originally broadcast on January 15, 2020] Description: ...

mcgcomply March 31, 2020

Don’t be alarmed but Covid-19 isn’t stopping Reg BI. The June 30, 2020 deadline is rap...

mcgcomply November 26, 2019

Is your firm ready for the CHANGE! The SEC’s Regulation Best Interest (Reg BI) is moving ful...

mcgcomply April 18, 2019

More MCG takeaways from 2019 SIFMA Conference C&L, Annual Seminar held March 24-27 at JW Marriot...

Paul Murdock April 10, 2019

MCG takeaways from 2019 SIFMA Conference C&L, Annual Seminar held March 24-27 at JW Marriott Des...

Michael Dorsey March 21, 2019

To offer Cryptocurrency Trading in the US Capital Markets, you must start your own securities exchan...

Paul Murdock March 4, 2019

Rising to the challenge, Paul Murdock President of MCG Consulting, initiated and achieved his person...

mcgcomply March 2, 2019

The Securities and Exchange Commission’s (SEC) and Office of Compliance Inspection and Examina...

Paul Murdock February 21, 2019

As Chief Compliance Officers, we are responsible for implementing policies and procedures to protect...