The introduction of SEC Rule 13f-2 has brought significant changes to the regulatory landscape, requiring institutional investment managers to disclose large short positions and securities lending activities. In light of these developments, MCG Consulting hosted an exclusive webinar to help financial professionals navigate the complexities of this new regulation.
The webinar featured insights from industry-leading experts who provided a comprehensive breakdown of the rule’s core components, its implications for the market, and actionable strategies for ensuring compliance. Attendees left with a better understanding of the requirements and practical tools for adapting to these changes effectively.
Key Highlights from the Webinar:
- Understanding SEC Rule 13f-2
- An in-depth explanation of the rule, including reporting thresholds and obligations.
- Compliance Strategies
- Guidance on building an efficient compliance framework to meet the rule’s requirements.
- Market Impact
- Insights into how the rule enhances market transparency and influences short selling practices.
- Practical Reporting Tips
- Best practices for implementing data systems and processes to manage new disclosure requirements effectively.
- Q&A with Experts
- Attendees had the opportunity to ask questions and receive tailored advice from our expert panel.
Meet the Expert Panel
The webinar featured the following esteemed panelists:
- Robin Shulman, CFA, Senior Consultant, MCG Consulting
- Daniel J. Viola, Partner, Seward & Kissel LLP
- Ana Monteiro, Head of N.A. Client Services, Artius Global
These experts shared real-world case studies and insider strategies to help firms stay compliant with SEC Rule 13f-2.
About SEC Rule 13f-2
SEC Rule 13f-2 introduces new reporting obligations for institutional investment managers, mandating periodic disclosures of large short positions that exceed specified thresholds. This rule aims to enhance transparency, allowing the SEC and the public to gain a clearer understanding of short selling and securities lending activities.
To watch the full recording of the webinar and gain actionable insights into SEC Rule 13f-2 compliance
At MCG Consulting, we remain committed to helping firms navigate the ever-changing regulatory landscape with confidence. For more information or to discuss how we can assist your organization, please contact us directly.