MCG can get you Reg BI ready
Is your firm ready for the CHANGE! The SEC’s Regulation Best Interest (Reg BI) is moving ful...
More MCG SIFMA takeaways, Next generation compliance
More MCG takeaways from 2019 SIFMA Conference C&L, Annual Seminar held March 24-27 at JW Marriot...
MCG takeaways from 2019 SIFMA Conference Part 1
MCG takeaways from 2019 SIFMA Conference C&L, Annual Seminar held March 24-27 at JW Marriott Des...
How to offer an ATS in the US Capital Markets
To offer Cryptocurrency Trading in the US Capital Markets, you must start your own securities exchan...
A Fund-amental Experience for South African Children
Rising to the challenge, Paul Murdock President of MCG Consulting, initiated and achieved his person...
Is it more of the same with the OCIE 2019 Regulations?
The Securities and Exchange Commission’s (SEC) and Office of Compliance Inspection and Examina...
“Bad Apple” accused of Insider Trading
As Chief Compliance Officers, we are responsible for implementing policies and procedures to protect...