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Kislev Yusay

Consultant

Background

Kislev (Kes) Yusay is a compliance professional with over 5 years of experience supporting broker-dealer and compliance consulting teams within regulated financial services environments. She specializes in providing administrative and operational support to compliance functions, including onboarding coordination, regulatory documentation management, and compliance record maintenance aligned with FINRA and SEC requirements.

Her experience includes AML/KYC/KYB support, OSJ compliance coordination, and assistance in reviewing client and marketing communications under applicable regulatory guidelines. She supports compliance teams by ensuring documentation accuracy, workflow organization, and timely execution of compliance-related processes in fast-paced, regulated environments.

Kes is FINRA Series 7 and Series 66 licensed.

Other specialists