Is the SEC overly concerned with Outsourced Chief Compliance Officer Engagements?
“Domain expertise tailored to your firm’s specific needs becomes a pivotal criterion in selecting the right individuals.”
“Domain expertise tailored to your firm’s specific needs becomes a pivotal criterion in selecting the right individuals.”
“Being acknowledged by CEO Views as one of the distinguished Inspiring Leaders to Watch in 2023 is indeed a privilege. It serves as an affirmation that leadership is not merely a title, but a profound responsibility to illuminate the path for others, fostering a future ripe with promise and boundless potential.”
2021 NSCP NATIONAL CONFERENCE Gaylord National Hotel in National Harbor, MD November 8-10, 2021 Advance your knowledge with MCG Managing Director, Paul Murdock and other guest panelists, Deborah Lamb and Craig Watanabe, as they discuss the need to periodically reevaluate and assess senior management’s dedication to providing firm personnel with the motivation and tools to be…
MCG Consulting LLC has been featured in the Top 10 Financial Fraud Detection Consulting/Service Companies in the 2020 edition of CFO Tech Outlook Magazine.
Is your firm ready for the CHANGE! The SEC’s Regulation Best Interest (Reg BI) is moving full force ahead.
As Chief Compliance Officers, we are responsible for implementing policies and procedures to protect the fairness and integrity of our client’s business.