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Recent news & event

AI Governance for Broker-Dealers

AI Governance for Broker-Dealers: What Examiners Expect Now

Broker-Dealer, Compliance, FINRAAugust 4, 2026
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Financial business men compliance exam

FINRA Cuts Exam Retake Wait Times

Compliance, Financial, FINRAJuly 27, 2026
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Three financial analysts sit at a long desk in a dim trading room, monitoring multiple monitors filled with stock charts and candlestick graphs.

FINRA Rule 2210 Overhaul: What Broker-Dealers Must Know

Compliance, Financial, FINRAJuly 27, 2026
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Compliance paperwork with torn 'Regulations' label under a magnifying glass, signaling regulatory scrutiny.

The Financial Compliance Rule Calendar: June 2026 Deadlines & What’s Coming Next

Compliance, Financial, FINRAJune 29, 2026
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Financial Services Team, Reviewing graphs

5 FINRA & SEC Compliance Trends Financial Firms Must Watch

Compliance, Financial, FINRAJune 22, 2026
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Business people working on financial documents

SEC Reg S-P Compliance Deadline: What Small Firms Must Do Now

Broker-Dealer, Compliance, Financial, FINRAMay 27, 2026
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Featured posts

MCG-Consulting_FINRA Proposes New Rule 2166: A Fraud "Speed Bump"
FINRA Rule 2166: Urgent Steps to Stop a Scam
Broker-Dealer, Compliance, Financial Fraud, FINRASeptember 29, 2026
Man at computer doing multi-factor authentication for cybersecurity inspection
Your Ultimate FINRA Cybersecurity Survival Checklist
Broker-Dealer, Compliance, Financial Fraud, FINRASeptember 28, 2026
How to Master Your FINRA Fall Inspection
Broker-Dealer, Compliance, Financial Fraud, FINRASeptember 23, 2026
Financial audit checklist with calculator and pen
Ultimate Year-End FINRA Inspection Checklist
Broker-Dealer, Compliance, Financial Fraud, FINRASeptember 16, 2026
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MCG Consulting Logo
  • Home
  • MCG Solutions™
  • About Us
    • Company Info
    • Awards
    • Team
  • Services
    • Risk Management
    • Regulatory Reporting
    • Compliance
    • Identity Management & Control
    • Transaction Monitoring
    • Project Management
    • Industry Solutions
      • Broker Dealer
      • Hedge Funds
      • Private Funds
      • Investment Adviser
  • Resources
    • Blog
    • Webinars
    • FAQs
Contact us