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Recent news & event

Key Takeaways for Effective Trade Surveillance: From Software Implementation to Integration

Key Takeaways for Effective Trade Surveillance: From Software Implementation to Integration

Trade SurveillanceJuly 6, 2024
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Finra Regulatory Notice

Finra Regulatory Notice 24-02: New Rules And End Of Temporary Relief Measures

FINRAJune 5, 2024
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Chief Compliance Officer

The Rising Trend of Compliance Officer Outsourcing: Benefits for Modern Businesses

ComplianceMay 5, 2024
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Regulatory Companies

Balancing Act: The Pros and Cons of Outsourcing Your CCO

ComplianceMarch 1, 2024
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MCG Consulting LLC and Artius Global

MCG Consulting LLC and Artius Global Announce Innovative Regulatory Technology Partnership for Shareholding Disclosure in Capital Markets

Compliance, FinancialJanuary 5, 2024
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Practical Steps to Strategic Year-End Compliance

Webinar: Practical Steps to Strategic Year-End Compliance

FinancialNovember 28, 2023
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Featured posts

MCG Consulting Broker Dealers
FinCEN’s 2026 AML Rule Is Coming — Here’s What Every Financial Institution Needs to Know
Broker-Dealer, Compliance, Financial, FINRAApril 29, 2026
MCG Consulting Business People sitting at table
FINRA Rule 3220 WSP Guide (2026 Update)
Broker-Dealer, Compliance, FINRAApril 9, 2026
FINRA Rule 3220 Gift Rule
FINRA Rule 3220 Update 2026: New $300 Gift Limit & Compliance Requirements
Broker-Dealer, Compliance, FINRAMarch 30, 2026
MCG Broker Dealers
FINRA Rule 3290: What Broker-Dealers Need to Know
Broker-Dealer, Compliance, FINRAMarch 17, 2026
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MCG CONSULTING, LLC
315 MADISON AVE
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MCG Consulting Logo
  • Home
  • MCG Solutions™
  • About Us
    • Company Info
    • Awards
    • Team
  • Services
    • Risk Management
    • Regulatory Reporting
    • Compliance
    • Identity Management & Control
    • Transaction Monitoring
    • Project Management
    • Industry Solutions
      • Broker Dealer
      • Hedge Funds
      • Private Funds
      • Investment Adviser
  • Resources
    • Blog
    • Webinars
    • FAQs
Contact us