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Compliance procedures

Reg BI will Not be Distracted by Pandemic

Compliance, RegulationsBy admin@1123March 12, 2023

The SEC is moving ahead with the Reg BI June 30, 2020 implementation in light of the global pandemic and recent market volatilities.

MCG can get you Reg BI ready

MCG can get you Reg BI ready

Business Services, ComplianceBy admin@1123March 13, 2023

Is your firm ready for the CHANGE! The SEC’s Regulation Best Interest (Reg BI) is moving full force ahead.

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MCG CONSULTING, LLC
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  • Home
  • MCG Solutions™
  • About Us
    • Company Info
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    • Team
  • Services
    • Risk Management
    • Regulatory Reporting
    • Compliance
    • Identity Management & Control
    • Transaction Monitoring
    • Project Management
    • Industry Solutions
      • Broker Dealer
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      • Investment Adviser
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Contact us