The Corporate Transparency Act
The Corporate Transparency Act (CTA) is one small step against money laundering; and an even giant s...
MCG Checklist for FINRA 2020 Branch Inspections
It is time yet again for another compliance review. The FINRA branch inspections are often due at th...
FINRA Branch Inspections Readiness
Covid-19 has arguably become one of the biggest challenges for society as a whole. The pandemic and ...
CFO Tech Outlook names MCG Consulting Top Ten in Financial Fraud Detection
MCG Consulting LLC has been......
Paul A. Murdock, Managing Director of MCG Consulting LLC, named Top 100 People in Finance
MCG Consulting LLC is pleased to announce its Founder and Managing Director, Paul A. Murdock has bee...
Reg BI will Not be Distracted by Pandemic
The SEC is moving ahead with the Reg BI June 30, 2020 implementation in light of the global pandemic...
Video: Reg BI: Practical Steps to Take Right Now
Reg BI: Practical Steps to Take Right Now [Originally broadcast on January 15, 2020] Description: ...
Sign up for Free Reg BI Webinar
Don’t be alarmed but Covid-19 isn’t stopping Reg BI. The June 30, 2020 deadline is rap...
MCG can get you Reg BI ready
Is your firm ready for the CHANGE! The SEC’s Regulation Best Interest (Reg BI) is moving ful...
More MCG SIFMA takeaways, Next generation compliance
More MCG takeaways from 2019 SIFMA Conference C&L, Annual Seminar held March 24-27 at JW Marriot...
MCG takeaways from 2019 SIFMA Conference Part 1
MCG takeaways from 2019 SIFMA Conference C&L, Annual Seminar held March 24-27 at JW Marriott Des...
How to offer an ATS in the US Capital Markets
To offer Cryptocurrency Trading in the US Capital Markets, you must start your own securities exchan...
A Fund-amental Experience for South African Children
Rising to the challenge, Paul Murdock President of MCG Consulting, initiated and achieved his person...
Is it more of the same with the OCIE 2019 Regulations?
The Securities and Exchange Commission’s (SEC) and Office of Compliance Inspection and Examina...
“Bad Apple” accused of Insider Trading
As Chief Compliance Officers, we are responsible for implementing policies and procedures to protect...