Regulatory companies continually seek strategies to enhance efficiency and optimize resource allocation in the fast-evolving business world. One such strategy is outsourcing the role of the Chief Compliance Officer (CCO). This blog post delves into this approach’s intricacies, analyzing its benefits and challenges. Designed for CEOs, CFOs, senior executives, and compliance professionals, this article aims…
MCG Consulting LLC and Artius Global are thrilled to announce a strategic partnership aimed at revolutionizing regulatory technology solutions for shareholding disclosure in capital markets. This collaboration brings together the deep expertise of MCG Consulting LLC in regulatory compliance and the innovative, yet practitioner-focused, technology solutions of Artius Global to provide a comprehensive and seamless…
CIO Bulletin cites MCG Consulting among its “Emerging Companies to Watch”. Paul Murdock, Founder & Managing Director, shares how MCG Consulting connects you to the next generation of compliance.
MCG Consulting will help you navigate the complexities of the evolving financial landscape. MCG Consulting delivers innovative, seamless solutions that increase your organizational efficiencies achieving exemplary results.
2021 NSCP NATIONAL CONFERENCE Gaylord National Hotel in National Harbor, MD November 8-10, 2021 Advance your knowledge with MCG Managing Director, Paul Murdock and other guest panelists, Deborah Lamb and Craig Watanabe, as they discuss the need to periodically reevaluate and assess senior management’s dedication to providing firm personnel with the motivation and tools to be…
The Corporate Transparency Act (CTA) is one small step against money laundering; and an even giant step in international money laundering standards.
Covid-19 has arguably become one of the biggest challenges for society as a whole. The pandemic and economic crisis have created a plethora of operational and financial challenges that have unfolded on the financial industry.
Is your firm ready for the CHANGE! The SEC’s Regulation Best Interest (Reg BI) is moving full force ahead.
More MCG takeaways from 2019 SIFMA Conference C&L, Annual Seminar held March 24-27 at JW Marriott Desert Ridge, Phoenix AZ
The Securities and Exchange Commission’s (SEC) and Office of Compliance Inspection and Examination (OCIE) examination priorities seek to focus where it will have the most impact in protecting the investing public.
